Inquiries and comments of a general nature as well as references to innovation in K-12 curriculum and facilities, connectivity in higher education facilities, the phenomena of Telepresence/Shared presence and higher education facility design and Teaching research.(COPYRIGHT © MIKAEL POWELL. All Rights Reserved)
Wednesday, December 02, 2009
An Environmental-Behavioralist Case Study for an Education facility
(COPYRIGHT © 2009 MIKAEL POWELL. All Rights Reserved)
Cherulnik (1993) reports on the Jones dormitory redesign case study for Trinity College in Hartford, Connecticut. It was conduct by Andrew Baum and Stuart Valins, researchers who have studied crowding behaviors in human populations. Over a period of three years, they studied two areas of one floor in the existing dormitory at the university. The spaces varied in social density within their residential units. The researchers incorporated observation, questionnaires and discussion groups to obtain their data. Results were used to influence the re-design. Cherulnik reported:
The project succeeded in demonstrating a promising approach to environmental-design research, one rooted firmly in the traditions of social science. It began with a sophisticated conceptual analysis bringing together several separate theories and extensive supporting research from such diverse traditions as ethnology, laboratory experimentation, and naturalistic quasi experimentation. It continued with dedicated research in the context for which new design solutions were sought, research that was conducted using state-of- the-art methods. Finally, the design inferred from that research was evaluated with the assistance of careful arrangements that provided experimental comparisons in a natural setting. (Cherulnik 1993, p.129)
Much like the architectural case study model for academics, the purpose of this case study is to inform the new redesign and it was essential in the theory supporting design of the new space. Likewise, this study goes beyond simply documenting existing fact. For the architectural practitioner, the case study is specific and comprehensive, delivering research information without inspirational appeal. In addition, unlike tenets of the architectural case study model for practitioners, the physicality of the layouts is illustrated in one simple line drawing.
However, the Jones dormitory redesign case study is a good example of Environmental-Behavioralist research in that it is detailed in context, description of place, method, and results. It goes on to provide favorable comments from students after the dormitory had been renovated. Directly, results of this study were incorporated into the six-stage research that culminated in a post-occupancy evaluation, but a greater audience of professionals will find this work beneficial.
Saturday, November 21, 2009
References on the Case Study Method
References
Amaratunga, D. & Baldry, D. (2001). The debate about quantitative and qualitative research in the built environment: A question of method or epistemology? Refereed paper in the Proceedings of Bizarre Fruit International Postgraduate Conference, The University of Salford, Salford, UK, 129-149.
Architectural Record (2008). Schools of the 21st Century: the latest thinking and best ideas on the planning and design of K – 12 school buildings. [Supplement], New York, NY: McGraw Hill. Retrieved from http://www.architecturalrecord.construction.com/schools/0712_casestudy_intro.asp
Architectural Record (2006). Architectural Record Editorial, New York, NY: McGraw Hill. Retrieved from http://www.architecturalrecord.com/advertise/2006/AR_Editirialpdf.pdf
Architectural Record (2009a). New York, NY: McGraw Hill. Retrieved from http://archrecord.construction.com/community/
Architectural Record (2009b). New York, NY: McGraw Hill. Retrieved from http://www.magazinesubscription.co.uk/subscribe-to/Architectural-Record-Magazine.html
Cherulnik, P. (1993). Applications of environment-behavior research: Case studies and analysis. Cambridge, UK: Cambridge University Press.
Filemyr, A. (1999). Interdisciplinarity as a commitment to social change. Network Issues and Ideas, 16, 1, 8-14.
Grannis, P. (1994). Postoccupancy Evaluation: An avenue for applied environment-behavior research in planning practice. Journal of Planning Literature, 9, 2, 210-219.
Hamilton, D. K. & Watkins, D. (2009) Evidence-based design for multiple building types. Hoboken, NJ : John Wiley & Sons, Inc.
Lackney, J. (1999). Assessing school facilities for learning/ assessing the impact of the physical environment on the educational process: Integrating theoretical issues with practical concerns. Paper presented at UEF21 New Jersey Institute of technology conference, Newark, NJ September 17, 1999.
Lattuca, L. (2001). Creating interdisciplinarity: Interdisciplinary research and teaching among college and university faculty. Nashville, TN: Vanderbilt University Press.
Pol, E.(2006). Blueprints for a history of environmental psychology (I): From First Birth to American Transition, Medio Ambiente y Comportamiento Humano, Vol. 7, 2, pages 95- 113.
Pol, E. (2007) Blueprints for a history of environmental psychology (II):
From architectural psychology to the challenge of sustainability, Medio Ambiente y Comportamiento Humano, 8., 1y2, pages 1 – 28.
Stake, R. (1997). Case study methods in educational research: Seeking sweetwater. In Jaeger, R. (Ed.), Complementary methods for research in education, second edition. (pp.401-414).Washington, DC: American Educational Research Association.
Stake, R. (1997). Introduction analyzing the case study. In Jaeger, R. (Ed.), Complementary methods for research in education, second edition. (pp.423-424).Washington, DC: American Educational Research Association.
Ulrich, R. (2006). Evidence-based health-care architecture. Lancet, 368, S38–S39.
Upitis, R. (2007). Four strong schools: Developing a sense of place through school architecture. International Journal of Education & the Arts, 8(Interlude 1), 1 – 15.
Amaratunga, D. & Baldry, D. (2001). The debate about quantitative and qualitative research in the built environment: A question of method or epistemology? Refereed paper in the Proceedings of Bizarre Fruit International Postgraduate Conference, The University of Salford, Salford, UK, 129-149.
Architectural Record (2008). Schools of the 21st Century: the latest thinking and best ideas on the planning and design of K – 12 school buildings. [Supplement], New York, NY: McGraw Hill. Retrieved from http://www.architecturalrecord.construction.com/schools/0712_casestudy_intro.asp
Architectural Record (2006). Architectural Record Editorial, New York, NY: McGraw Hill. Retrieved from http://www.architecturalrecord.com/advertise/2006/AR_Editirialpdf.pdf
Architectural Record (2009a). New York, NY: McGraw Hill. Retrieved from http://archrecord.construction.com/community/
Architectural Record (2009b). New York, NY: McGraw Hill. Retrieved from http://www.magazinesubscription.co.uk/subscribe-to/Architectural-Record-Magazine.html
Cherulnik, P. (1993). Applications of environment-behavior research: Case studies and analysis. Cambridge, UK: Cambridge University Press.
Filemyr, A. (1999). Interdisciplinarity as a commitment to social change. Network Issues and Ideas, 16, 1, 8-14.
Grannis, P. (1994). Postoccupancy Evaluation: An avenue for applied environment-behavior research in planning practice. Journal of Planning Literature, 9, 2, 210-219.
Hamilton, D. K. & Watkins, D. (2009) Evidence-based design for multiple building types. Hoboken, NJ : John Wiley & Sons, Inc.
Lackney, J. (1999). Assessing school facilities for learning/ assessing the impact of the physical environment on the educational process: Integrating theoretical issues with practical concerns. Paper presented at UEF21 New Jersey Institute of technology conference, Newark, NJ September 17, 1999.
Lattuca, L. (2001). Creating interdisciplinarity: Interdisciplinary research and teaching among college and university faculty. Nashville, TN: Vanderbilt University Press.
Pol, E.(2006). Blueprints for a history of environmental psychology (I): From First Birth to American Transition, Medio Ambiente y Comportamiento Humano, Vol. 7, 2, pages 95- 113.
Pol, E. (2007) Blueprints for a history of environmental psychology (II):
From architectural psychology to the challenge of sustainability, Medio Ambiente y Comportamiento Humano, 8., 1y2, pages 1 – 28.
Stake, R. (1997). Case study methods in educational research: Seeking sweetwater. In Jaeger, R. (Ed.), Complementary methods for research in education, second edition. (pp.401-414).Washington, DC: American Educational Research Association.
Stake, R. (1997). Introduction analyzing the case study. In Jaeger, R. (Ed.), Complementary methods for research in education, second edition. (pp.423-424).Washington, DC: American Educational Research Association.
Ulrich, R. (2006). Evidence-based health-care architecture. Lancet, 368, S38–S39.
Upitis, R. (2007). Four strong schools: Developing a sense of place through school architecture. International Journal of Education & the Arts, 8(Interlude 1), 1 – 15.
Friday, October 30, 2009
Architectural Ethnography and Case Study
(COPYRIGHT © 2009 MIKAEL POWELL. All Rights Reserved)
Wolcott (1997) says that the use of ethnographic techniques alone does not make an ethnography. Ethnography is the sum of the parts – it is both process and product and they are employed to give a robust and complete picture of a way of life.
For my work in evaluating the influence of architecture on individual learning outcomes, there is a big difference between the use of ethnographic techniques such as in a case study and ethnography.
Case study -The manner of case studies of architectural facilities vary and so the determination of a successful one is transitive. I believe that A Case Study should highlight a process which: identifies values, sets programmatic objectives, develops the architectural design, guides through construction, and formally assesses whether objectives have been realized and the values have been supported. Please see the attached graphic. If I was conducting a case study of a new University building the manner of research might occur as illustrated. For instance, consider the following variables:
Major Value – school is being renovated to increase learning proficiency.
Objective - Jetson (2012) says daylighting increases achievement by boosting each student’s attentiveness, therefore students must be subjected to 50% more daylight.
Architects designs skylights in classrooms and administers building construction contract.
Formal assessment documents skylight installation and proper functioning. Formal assessment verifies that student attentiveness is boosted 50% and learning proficiency has increased.
An ethnography would be quite different. MIT was the first school of architecture in America. Its archives have student projects and biographies of students and professors from the late 19th century. The majority of existing university buildings in the US were constructed just after that era (the early 20th century). Therefore discovering the way of life that was the impetus for the educational facilities that we ‘inherit’ would enrich our understandings of the spaces that we continue to inhabit. An historic ethnography would be conducted in a way far less linear than the case study method. (See figure 2.) Perhaps it would follow the progress of one student through architecture school at that time into an architectural practice that designs university buildings or perhaps it will focus on the deveopement of the MIT campus from the inception of the architecture school to the early 20th century.
(COPYRIGHT © 2009 MIKAEL POWELL. All Rights Reserved)
Wednesday, September 30, 2009
The Effect of the Built Environment on Higher Education Learning
(COPYRIGHT © 2009 MIKAEL POWELL. All Rights Reserved)
The Effect of the Built Environment on Higher Education Learning: A Literature Review
by Mikael Powell, NCARB, Registered Architect, Registered Interior Designer
PhD in Educational Studies Student -Lesley University - Cambridge, Massachusetts
INTRODUCTION
“We shape our buildings, and afterward our buildings shape us” This intuitive remark led Winston Churchill’s debate on the re-building of the House of Commons in 1943. He argued that the shape and layout of the facility could determine the types and quality of communication occurring within and thus have a long-term affect on the United Kingdom. Although Churchill was accurate and insightful as Prime Minister of the United Kingdom, it is primarily the purview of psychologists and architects to determine the influence of architecture on human behavior. Within the realm of psychology, contemporary researchers call this interdisciplinary field ‘Place Science” but the roots of these ideas go back to the mid nineteenth century and possibly earlier. Place science is the application of environmental psychology principles that seek to understand the relationship between human behavior and the built environment. Pol (2006, 2007) identifies four stages in the development of environmental psychology from its origins in Germany in the twentieth century, to its migration to America and subsequent architectural emphasis on environmental design to the current movement to environmental sustainability. Common areas of study are way-finding, personal space and territoriality, place identity and, in recent years, environmental social awareness. Traditionally academic professionals have conducted this research with controlled experimentation.
Architectural practitioners researched ways to rate the effectiveness of higher education facilities at the very beginning of the environmental psychology movement as well. That concern was realized mainly in an architectural assessment called a Post-Occupancy Evaluation (POE). That analysis is a relatively contemporary method (originating around the 1960’s in America) to determine whether design decisions made by design professionals are delivering the performance intended as evaluated by those who use the building. The assessment is intended to provide several benefits from long-term to short-term advantages. Some of these benefits include the identification of spatial problems and successes, the opportunity for user involvement and the establishment of prototypical spaces.
Much of the empirical research on how learning is affected by the built environment (Kaplan 1995)(Reiss 2004)(Yik & Russell 2001)(Rengal 2006)( Kats 2006) (U. S. General Accounting Office Bulletin HEHS-95-61)(Rashid 2008) can be categorized in the following three areas. First are personal responses, which include inherent human qualities of inborn perception of the learning environment and interactions with the space beyond, personal traits and their compatibility to the built environment and individual need for a mood for learning. Second are social and cultural issues perpetuated by the built learning environment in regards to a person’s perception of institutional intention as manifested by the architecture and social responsibility that is presented and encouraged by the space. Lastly, we consider spatial functionality, which is concerned with how the architecture supports the use of the space. This includes the need for environmental comfort for learning and accommodation of pedagogical practices in the learning environment and epistemological congruence with the built environment. Within one’s perception of their physical classroom space there is a determination as to whether the environment supports or impairs the learning process.
PERSONAL RESPONSES TO THE BUILT LEARNING ENVIRONMENT
Individuals come into a space with requirements that are intrinsic and basic to the human condition. These needs, when satisfied through architectural amenities, can positively affect the learning process. In addition, a person’s personality in concert with the learning environment can support scholarship. Also, the ambiance created by the built environment can support the acquisition of knowledge. Literature on the effects of the built environment on learning can be sorted into categories of inherent human reactions to educational spaces, personal traits and compatibility with the learning environment and creating and maintaining a mood for learning (Kaplan 1995)(Reiss 2004)(Eich 1995).
Inherent Human Reactions to Educational Spaces
Human beings have an innate attraction to the natural environment. This connection is evidenced by the amount of activities engaged out-of-doors and the importance placed in society for animal ownership. For many millennia, experiences in wildlife terrains and domesticated landscapes were purported to impart personal benefits. Empirical researchers have documented many effects of an individual’s exposure to the natural environment and to animals (Ulrich et al. 1991). Kaplan (1995) explores the restorative benefits of exposure to natural views from the built environment with emphasis on the ‘directed attention’ component of the experience instead of the more popular stress reduction quality.
Directed attention is necessary for stepping back from the situation one is facing, for pausing to get a larger picture of what is going on. Thus without the aid of directed attention, it is difficult to deal with situations in which the appropriate action is not immediately obvious. It is also hard to plan and to follow a plan. This leaves the individual caught up in the demands of the immediate situation, unable to transcend momentary pressures and temptations. (Kaplan, 1995, p. 171)
Windows, when properly placed within the building fenestration, can provide this respite to support learning. They also contribute to other areas in the college experience. Tennessen and Cimprich (1995) studied university students who had natural views from their dormitory windows and co-eds whose windows overlooked buildings. They found those undergraduates who had a vista to landscape scenes from their dorm room scored higher on the Necker Cube Pattern Control measure and the Symbol Digit Modalities Test that rated effective functioning in tasks requiring attention. Kellert remarked:
People continue to rely on positive contact with healthy natural systems for their physical, mental, and spiritual well-being. We have also considered ways to minimize the adverse environmental impacts of modern building construction and practice as well as how to restore beneficial connections between nature and humanity, especially in the modern city. (2005, p. 185)
Kellert describes the positive effect of interactions with the natural environment from architectural spaces as ‘biophilic’. The two basic dimensions of this effect are organic – incorporating nature shapes and forms in the architecture and vernacular, which takes into account, culture, history and geography. Kellert also includes ecological consciousness within his definition of biophilic. Thus, Kellert explains:
Lacking adequate contact and experience of nature, the values remain atrophied or undeveloped, resulting in material, emotional, and intellectual deficits. When adaptively expressed, however, these biophilic values confer diverse physical and psychological advantages, including the greater likelihood of securing basic goods and services, of thinking critically and solving problems, of being creative and discovering, of expressing affection and developing social ties, and even of recognizing and affirming a just and meaningful existence. Each of the biophilic values developed over long periods of evolutionarily time and have persisted into the modern age because they contribute in subtle and complex ways to individual and social fitness in the ongoing struggle to adapt and survive. (2005, p. 5)
Personal Traits and Compatibility with the Learning Environment
Each individual has a collection of qualities and traits that comprise his or her personhood or personality. That personality interacts with the built environment to create an experience that ranges from supportive to detrimental to the individual’s well-being. Augustin (2009) analyzes factors of personality to discover connections with compatibility to the architectural design. In the analysis she studies seven major place-related factors of personality which include how an individual gathers knowledge (introversion/extroversion), processes information (explicit processors/implicit processor), manages life (planner/improviser), reacts to events (environmental sensitivity), directs life ( controls own fate/controlled by fate), monitors others( external monitoring) and seeks exhilaration ( sensation seeking). Each factor of personality affects the kind of physical environment in which an individual can thrive. For example, Augustin (2009) states:
People who are more extroverted relish being in sensory rich spaces with multiple vibrant colors, louder and faster music, more extreme textures, curving paths and dramatic incense. Introverts definitely do not... Introverts prefer to sit in some sort of furniture arrangement that allows them to gracefully look away if they want to break eye contact… An introvert prefers an oblong table to a round one; round tables encourage interpersonal interaction and they make extraverts very happy, but all the forced togetherness can make an introvert tense. (pp. 91-92)
Therefore, variations of tension or ease are byproducts of the fit between an individual and the built environment and furnishings. Reiss (2004, p.188) developed a hypothesis of 16 basic desires along “the tradition of comprehensive personality theories” that can be used to inform Augustin’s theory. Reiss has shown how persons organize their life to satiate these trait motives. See Table 1 for motives, description, how it is exhibited in animals and the intrinsic feeling associated. They are power, curiosity, independence, status, social contact, vengeance, honor, idealism, physical exercise, romance, family, order, eating, acceptance, tranquility and saving. Most of these trait motives can be supported or inhibited by the architecture of the facility. His major hypotheses postulate that people prioritize their desires differently and that “the theory of 16 basic desires holds that what are motivating [for action] are discrepancies between the amount of an intrinsic satisfier that is desired and the amount that was recently experienced”(Reiss 2004, p. 188). Thus, facilities that have a variety of spaces and rooms that are not overbearing tend to favor the accommodation of the motivation brought about by individual traits.
Creating a Mood for Learning
The successful student employs a disposition that supports his or her acquisition of knowledge (Cote1999). Cote studied college students working together on a project and rated both affect and performance. Her findings revealed that the students in a pleasant mood were more successful than students with an unpleasant affect (Cote1999). The architecture of the space is important in that endeavor although not completely dominant. An individual’s personality does affect his or her mood. Yik and Russell (2001, p. 247) state, “One typically feels happy with good news, nervous before a major decision, and relaxed on vacation: Affect obviously can be predicted from the immediate context. What is less obvious is that one’s affect can also be predicted from one’s enduring personality traits”. Thus, the relationship between physical environment, performance and mood is robust. While it seems reasonable to assume that a student might perform better in memorization when he or she is educated and tested in the same room, that hypothesis remains unproven, even allowing for the many peripheral factors involved. Eich (1995) tested event recall in college students located in three different environments (two interior spaces and one partially enclosed garden area) and rated disposition as well. Eich (1995, p. 293) concluded that “these observations imply that place dependent effects are mediated by alterations in affect or mood” and that data indicates “the presence of mood dependent memory”. As Graetz (2006, p. 15) remarks, “As students enter a classroom, they form an impression of that space and experience an associated emotional response”.
Many elements of the built environment affect mood in an individual. Chroma, saturation and intensity of color in finishes and building elements have been known to influence disposition (Valdez & Mehrabian 1994). In a healthcare setting, Zeisel (2003) found that Alzheimer patients had reduced stress and anxiety on a ward that was designed to be ‘home-like’ instead of institutional. In higher education facilities, Anthes reports:
In a 2006 study counselors interviewed 80 university students individually in either a dim or a brightly lit counseling room. The students then completed a questionnaire about their reactions to the interview. The students questioned in the dim room felt more relaxed, viewed the counselor more positively and shared more information about themselves than those counseled in the brighter room did. The findings suggest that dim light helps people to loosen up. (2009, p. 4)
Indeed, Bar and Neta (2007) found that the shape of objects, from everyday items like furniture to novel patterns, could cause a fear reaction in individuals. Contoured items were preferred while sharp items increased amygdala activation in the brain, which indicates fear processing ( See Figure 3). Bar and Neta’s (2007) findings indicate:
Humans like sharp angled objects significantly less than they like objects with a curved contour, and that this bias can stem from an increased sense of threat and danger conveyed by these sharp visual elements. We used objects whose semantic meaning was emotionally neutral, rather than semantically negatively valenced objects (e.g., a knife or a gun), and we know that people do not typically feel explicitly threatened by neutral everyday objects (e.g., a watch or a sofa). Therefore, we propose that the danger conveyed by the sharp-angled stimuli was relatively implicit. Indeed, the amygdala has been shown to respond to implicit, non-conscious cues of threat. (p. 2200)
Therefore, the architectural design for higher education facilities from fixed elements to furniture and fixtures influence mood in individuals.
SOCIAL AND CULTURAL ISSUES AND THE BUILT LEARNING ENVIRONMENT OF UNIVERSITIES
A university building is never arbitrary or static, rather, it is a designed machine created by the institution for the purpose of managing systems. The building architecture and furnishings are a representation of values and customs held by the university. While the built environment guides the actions of its inhabitants, those users proceed through the building and maintain their own value system. The university is contained by and interacts with a larger community and is connected within the fabric of civilization. Literature on the built environments of universities and their social and cultural effects on learning can be compiled into two areas, user’s perception of institutional intention as manifested by the architecture and social responsibility as presented and encouraged by the space.
The Effect of Inferring Institutional Intention on the Learning Environment
It is indisputable in literature that a building says something to its inhabitants (Rengal 2006) (Ching 1975) and those persons are aware of the message that architecture and furnishings relay (Piro 2008). However, the influence that this may have on education is not well documented.
Dutton and Grant (1991, p. 38) maintain that “the built environment has powerful influences that can squelch diversity – especially in the university setting,” and they state that “schooling is a political process that has socio-cultural consequences. Schools can never be understood as neutral sites.” Another university professor, Piro (2008) examines school environments with Foucauldian theory. Piro researches the manifestation of power through surveillance technologies and architectural layout in elementary and secondary schools, saying, “this kind of regulatory control resulted in maintaining power of one group over another"(page 30) and:
For Foucault, school may be a space deliberately designed for supervising, hierarchizing, and rewarding. Under the “scrupulously classificatory eyes of the master,” students are placed in assigned spaces that they cannot leave except on the order of the school inspector (Foucault 1995, page 147). This hierarchizing model continues with the serialization of school subjects. (page 42)
Not all educational buildings, of course, have the perception of institutional control. Christian Kuhn (2005) explores the success of Building 20, formerly erected on the campus of Massachusetts Institute of Technology in Cambridge, Massachusetts. This laboratory facility, was designed in one afternoon by a graduate student and constructed in six months. Although it was originally expected to be a temporary structure it was adapted and renovated several times over fifty years. Kuhn claimed that the building was one of the most prized on campus because of its unpretentiousness.
Devlin (2008) has documented that persons make judgments about forthcoming experiences based solely on the appearance of buildings. Her work demonstrated that persons, after viewing photographic slides of the exterior of medical facilities, made judgments about the quality of care they would receive and how comfortable they would be in that facility. See Figure 5 for examples of the facilities rated highest and lowest for care. Indeed, in earlier research, Arneil and Devlin (2002) concluded that the same assumptions are made viewing images of the interiors of physicians office waiting rooms, “Data indicated that waiting rooms that were well-lit, professional, and colorful and that contained plants, decorations, and magazines were judged higher on the quality-of-care ratings than were those that were perceived as dark, emotionally cold, and unusual looking.”(p. 309). Sadalla and Sheets (1993) found that in residential construction, individuals interpreted the building materials themselves (brick, concrete block, weathered wood, stucco, flagstone, and wooden shingles) as a means to judge creativity, style and social class of the homeowner.
While persons do develop assumptions based on the appearance of the built environment, not much is scientifically explored concerning how performance is influenced by the perception. Piro (2008) remarked that the architectural security layout and surveillance equipment in schools relieved and satisfied parents, but the Mississippi American Federation of Teachers noted, “Issues such as teacher rapport with students, privacy, suppression of academic creativity and spontaneity, and the inability of parents, teachers, and students to view the recordings without a court order have often been suggested as disturbing byproducts” (p.31). Kumar, O’Malley and Johnston (2008) studied high school students in their learning environment. They rated the attractiveness of spaces, amount of display area, level of maintenance, presence of vandalism and amount of unsupervised areas to see if those factors influenced truancy and use of tobacco products, alcoholic beverages and illegal drugs among students. Overall Kumar, O’Malley and Johnston found that “the association of various aspects of the school’s physical environment with students’ problem behaviors is greater for 10th-grade students than for 8th- and 12th-grade students” (p. 480). The researcher hypothesized that community and home influences might affect truancy and use of alcohol and drugs in 8th 9th and 12th graders. They added, “Although this study is based on cross-sectional samples, the significant results for the 10th-grade sample compared to the 8th-grade sample suggest that spending several hours each day in an environment that is not enriching and welcoming takes its toll over time” (Overall Kumar, O’Malley and Johnston 2008, p. 480).
Social Responsibility Embodied by Architecture and its Influence on Learning
The built environment can work in concert with an environmentally conscious curriculum to influence educational outcomes. Place-based environmental conservation education uses the building and its immediate vicinity to provide a laboratory school experience for its students and, in doing so, emphasize the duty to care and maintain the earth. Goddard College in Plainfield, Vermont offers an educational experience that is fashioned on a place-based holistic approach that fosters environmental understanding and practice. See Figure 2 for excerpts of their new master plans which include creating centers that enhance the curriculum by grouping building function spaces and outdoor conservation areas. Sobel said the positive effects of this approach “increases academic achievement, helps students develop stronger ties to their community, enhances students’ appreciation for the natural world, and creates a heightened commitment to serving as active, contributing citizens” (2004, p. 7). This situation utilizes the building as opposed to the regional location as the medium affecting learning. It is important to note that this environmental conservation emphasis is a subset of ‘Placed -based education’. Rae and Pearse, (2004) generally describe a place-based approach as drawing “its key messages from the local environment (cultural, physical and historical) and encourag[ing] knowledge sharing between learners and educators based on experience”(p. 3). It relies more on locating an educational facility in an underserved area (Gruenewald 2003) than using the building and it’s amenities to provide positive learning outcomes.
Another way in which the building is a vehicle of social consciousness to affect learning is through building sustainability efforts. One of the most prominent organizations for responsible design and construction is the United States Green Building Council which sponsors the LEED building certification program that they say provides “third-party verification that a building or community was designed and built using strategies aimed at improving performance across all the metrics that matter most: energy savings, water efficiency, CO2 emissions reduction, improved indoor environmental quality, and stewardship of resources and sensitivity to their impacts”. Increasingly federal agencies and municipalities are requiring a level of LEED certification for their building projects. Besides the effect to students from being a vicarious participant in an open, working sustainable environment, researchers have, at least in an indirect way, documented how the building and its systems influence learning outcomes. The attention to designing, installing, monitoring, and documenting building systems in schools have yielded indoor environments that are more efficient and offer better performance. Therefore, Kats (2006) remarks that, “There is a large body of research linking health and productivity with specific building design operation attributes (e.g., indoor air quality and control over work environment, including lighting levels, air flow, humidity, and temperature)”, he adds “ The costs of poor indoor environmental and air quality in schools, including higher absenteeism and increased respiratory ailments, have generally been “hidden” in sick days, lower teacher and staff productivity, lower student motivation, slower learning, lower tests scores, increased medical costs, and lowered lifelong achievement and earnings”. (p. 8)
Lastly, the built environment can influence learning when it reinforces a connection to the community. University administrators see value in creating a sense of place and, according to Chapman (1994), architects and facility planners have been asked to respect the traditional feel of the campus while enhancing communication and fellowship and bringing forth “those qualities that give a campus it’s unique, singular sense of place- the attributes that make a campus meaningful”(p. 12). Devlin et al. (2008) studied the architecture of university residence halls of traditional and contemporary layouts to see if there was a relationship between a sense of community and the architecture of the dorm. Devlin, et al.(2008) noted a significant correlation, in particular “a lower sense of community in dorms that are organized around clusters or suites. At the same time, these units in clusters are judged to be more positive in terms of basic architectural components, including thermal comfort, adequacy of bathrooms, and storage”(p. 487).
The importance of the building in effecting learning outcomes in a social way is evident in Kellert’s (2005) research on restorative environments. Kellert insists that an important part of biophilic values is vernacular design, which tailors "the built environment to the particular physical and cultural places where people live and work” (p. 165). “Building and landscape designs that affirm the spirit of a place reinforce our commitment to and stewardship for these places. Effective vernacular design is the fusion of culture and ecology within a particular biogeographical context” (p. 165).
SPATIAL FUNCTIONALITY
One of the metaphors that can be used for the role of architecture in education is the ‘facilitator’ (Bradley 1996). “When we hire an architect, we try to instill in them just two simple basic facts. If the roof doesn’t leak and the heating and air conditioning work then that is 95% of the problems associated with the building conquered – Al Reaser” (p. 105). Besides those environmental building systems, often hidden within the infrastructure, the building must be stable and arranged to accommodate educational activity. Research on spatial functionality and its influence on learning can be categorized into two groups. The first is concerned with maintaining a comfortable environment. Secondly, the building must support the teaching practices employed and be in alignment with the institution’s theories of knowledge and learning.
Human health and comfort in the learning environment
It is irrefutable that when a university building is not functioning as designed or intended then student learning suffers. There are many systems that operate within a building but some of the major ones that are crucial to maintain an adequate learning environment are Heating, Air Condition and Ventilation (HVAC), Lighting and Sound Control.
HVAC systems control air temperature as well as supplying fresh air and exhausting stale air from a space. The majority of information about environmental comfort concerns pre-K – 12th grade schools. The Environmental Protection Agency (2002) reports that indoor air quality was unsatisfactory in one out of five schools and the number of schools with unsatisfactory ventilation was slightly higher. The EPA (2002) reported:
For students, lower concentrations of carbon dioxide (higher ventilation rates) were associated with higher scores on computerized tests for reaction time. There is a significant relationship between facility condition and student achievement based on test scores in 139 public schools in Milwaukee Wisconsin, in math science language and social studies. A statistically significant reduction in perceived mental performance among students was associated with increased indoor pollutants concentrations and lower ventilation rates. Studies suggest that fluctuations in temperature and humidity can have an impact on comfort and concentration levels of students and staff. Indoor air is perceived to be better when temperature and/or humidity are toward the low end of the comfort zone. While the evidence is mixed it tends to suggest an association between improved performance and lower temperatures within the comfort zone. (p. 6).
Airborne pollutants have been proven to increase health risks and trigger asthma.
In any major facility, the best strategies are developed with design professionals in concert with lighting manufacturers and their representatives. Of course, lack of quality illumination can be detrimental to the learning process but not much is reported on how prevalent that is in higher education. With the rate of innovative changes in technology, trade literature provides current information and strategies.
There is very little relevant, documented information on how noise affects learning in schools. The U.S. General Accounting Office Bulletin “Report on condition of America’ schools” (GAO/HEHS-95-61) in February 1995 note that about a quarter of the nations schools list noise as a major problem. Sutherland, L. and Lubman, D. (2001) indirectly offers:
Educational research studies show that learning is dependent on the ability to communicate with spoken language and that perception of spoken language is the foundation for the ability to read and write. As much as 60% of classroom learning activities typically involve a listening to and participating in spoken communications with the teacher and other students. It would be fully expected therefore that disruption of this communication to affect student scholastic achievement. (p. 8).
Accommodation of Epistemology and Pedagogical Practices in the Learning Environment
When there is not a good fit between the rationality for the building layout and the actual tasks performed within, the learning process is affected. Jamieson (2003) suggests that the traditional physical environment for learning was shaped for didactic instruction. Classrooms were traditionally designed for one-way, formal instruction, which is also in line with a traditional view of how knowledge is acquired. Jamieson (2003) remarks:
These same facilities now threaten to impede the implementation of more student-centered and flexible learning approaches being introduced in higher education worldwide. Recent attempts to create new teaching and learning facilities on university campuses have often resulted in celebrated architecture that has proved to be educationally problematic. (p. 119)
Graetz and Goliber (2002) indicate how architectural layouts and furnishings can support new pedagogical practices influenced by constructivist thinking. Graetz and Goliber (2002) note that successful universities will plan “for small groups of students gathered around tables and engaged in discussion. They will anticipate movement, not just of students and instructors, but of tables, chairs, white boards, data projection, and laptops” (p. 20). Rashid (2008) prepared a white paper for furniture manufacturer Herman Miller, Inc to explore how furniture and arrangement in university classroom affect instructor and student behaviors and learning outcomes. His work utilized two prototypical classrooms – one laid out with desks in a traditional manner statically organized toward the front of the room and an innovative room with moveable tables and chairs with castors. Rashid’s findings indicated that student perceptions of classroom experience were significantly improved in the innovative classroom. In regards to student performance Rashid (2008, p. 29) states, “In the traditional classroom, discussion comments showed significant positive correlation and disruptive behaviors showed significant negative correlation with students’ performance in exam. In the innovative classroom, no behaviors showed any association with students’ performance in the exam”. Rashid concludes however, that learning environments are complex systems so “it is necessary to explore more systematically other potential impacts any physical changes and their interactions may have on learning outcomes” (p. 29).
SUMMARY
This literature review addresses how place affects learning in higher education and is categorized in a way that respects the individual involved in the perception of the environment and the direct relationship to learning in the university setting. Although much is written about how one perceives power and control in school architecture, even without critical interpretation, some researchers are apologists to that regard. Piro (2008) states that:
[It is] probably unfair, to criticize schools because of their focus on control, discipline, and regulation. These features can contribute to the creation of a solid social fabric. Indeed, many of Foucault’s ideas on the struggle for self-freedom against forms of control and discipline have been criticized by some as extreme and anarchic.(p. 47).
Even, if one fully accepts the premise of heavy-handed manipulation by the environment, I still could find no documentation on how those perceptions affect learning. Likewise, I could locate no direct research on how a university student’s performance is affected by expectation of the learning experience based on prejudiced perceptions of the environment. When I reviewed research on environmental comfort and the effect on learning, I discovered it to be either based on workplace environments generalized to an education setting or literature related to elementary education.
My work herewith has led me to postulate that when individuals are asked whether they like their learning environment, their reply is the preponderance of all the personal, social and functional factors presented here. This is indicated in Figure 4. One factor not discussed is the grey tubes in the graph which indicate human adaptation or motivation. I suspect, as Figure 4 illustrates, that for many individuals who rate their space as okay, there is a nonchalant compensation for room shortcomings – moving desks to accommodate group activities or leaning forward to hear the lecture more clearly. These actions may be a duty expected, apart from the responsibilities of the built environment.
So further research is needed to explore the role of user motivation and adaptability in the assessment of the university environment. Also, an exploration of stakeholders involved in higher education – the student, institution and instructor is needed to determine the value and priority that each entity places on the factors presented. Lastly, specific research is needed in the areas outlined where there is a deficit of information on effect of the built environment in the higher education setting.
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Annotated Bibliography
Gruenewald, D (2003). The best of both worlds: A critical pedagogy of place. Educational Researcher, 32 (4) 3-12. Mr. Gruenewald posits that critical pedagogy and place-based learning are effective teaching methods and should be combined to increase the educational experience. This article seems to be written for curriculum developers in the hopes of influencing an expansion of place-based educational theory to include ecological and social concerns. The article is well reasoned and supported, however the blatant emphasis does cause one to consider bias in this study toward inciting social change. The author does reference several sources, both domestic and international, with many in higher education. I value this article because it sets the groundwork for ‘place’ in regards to neighborhood or city or classroom.
Jamieson, P. (2003 May/November). Teaching and learning spaces: A role for academic developers. International Journal for Academic Development, 8 (1/2) 119–133. Mr. Jamieson offers that the traditional physical environment for learning was shaped for didactic instruction, and the formality of that design stifles the incorporation of new pedagogies within the existing envelope. He cites historical concepts of “form follows function” in regards to present day design and evaluation and offers suggestions for effective, modern, teaching/learning environments. He offers opinion on the development of research into the impact of school infrastructure on student outcomes and behavior for higher education facilities and he states that increasingly university developers play the key role in academic facility development. This article both discusses the design of existing traditional spaces, renovation of existing buildings and development of new facilities. This article is helpful to me because it identifies social and cultural aspects of the university institution in regards to classroom design.
Graetz, K., Goliber, M. (2002) Designing Collaborative Learning Places: Psychological Foundations and New Frontiers, New Directions for Teaching and Learning, 92, Winter. Graetz and Goliber offer insight into the state of university educational design especially in regard to contemporary pedagogies and future prospects involving the incorporation of on-line information delivery to the classroom. They also two examples of successful Collaborative learning spaces- a physical studio in the Ryan C. Harris Learning
Teaching Center at the University of Dayton and an online collaborative ‘virtual’ platform called QuickPlace. It was helpful to me that their article included both broad concepts and specific information about computer software and classroom furniture but, although their reference list is thorough, many of the sources are over 15 years old.
Devlin, A., Donovan, S., Nicolov, A ., Nold, O. Zandan, G. (2008) Residence hall architecture and a sense of community: Everything old is new again., Environment and Behavior, 40, No. 4, pgs. 487 – 521. This research covers many topics that are important in university design. Some of them are perceptions of crowding, status, community, functionality and identity. This study of over 500 college students examined the relationship between a sense of community and the layout of their dormitory (traditional bank with a center corridor or clusters of rooms). Findings indicate that there was a greater sense of community in the traditional style, but the clustered style was thought to be more functional and offer more amenities. The authors surmise that “the traditional corridor design appears to offer opportunities for friendship formation among a larger base of dorm resident” (page 518). An on-line survey program was used to collect data so several variables, including income and specific architectural characteristics of the dorms, can be reviewed.
Devlin, A. (2008) Judging a Book by Its Cover: Medical Building Facades and Judgments of Care, Environment and Behavior, 40, No. 3, pgs. 307 – 329. This research places as its foundation, earlier work on the perception of environments by Goffman (1959), Becker (1977) and even the author’s earlier work that concluded “ people can make judgments about the quality of care they think will be delivered in a physician’s office and the comfort they would feel in that office by looking at a picture of the waiting room of that physician.” (pg. 309). Devlin expands that work by studying the relationship between the exterior appearance of medical buildings and judgments of perceived care and comfort in that facility. Her study examined building types, building costs and expected care and comfort. She found that while most individuals did rate expensive-looking facilities as those that would provided the best care “at the same time, respondents made distinctions between categories of buildings that were not as large, specifically between those labeled Traditional House types and Brick Office types”(page 324).
Piro, Joseph M. (2008) Foucault and the architecture of surveillance: Creating regimes of power in schools, shrines, and society, Educational Studies, 44, pages 30–46. Piro contrasts the work of Michael Foucault in his examination of architecture that embodies power, domination and class. Piro studies school layouts and the contemporary movement towards surveillance as a reaction to 9/11 and the shootings at Columbine high school and then reviews antiquities to show how their design illustrated culture and social standing. His commentary is well-reasoned and apropos to modern times.
Pol, Enric (2007) Blueprints for a history of environmental psychology (II):
From architectural psychology to the challenge of sustainability, Medio Ambiente y Comportamiento Humano, 8., 1y2, pages 1 – 28. Pol presents a well-sourced review of the field of environmental psychology in four stages. This paper examines the last two parts –from the transition to America from Europe to contemporary times. Pol’s paper begins with what is often termed as the “Second Birth of Environmental Psychology” and it covers the era of architectural psychology in the late 1950’s to the shift toward sustainability.
Pol, Enric (2006). Blueprints for a history of environmental psychology (I): From First Birth to American Transition, Medio Ambiente y Comportamiento Humano, 7, No. 2, pages 95-113. Pol gives a thorough exploration of this field concerned with environment and human behavior from a European perspective. His writing style is factual although, at times, overly colloquial, but that might be a translation issue. He begins in the late 1800’s in Europe where this interest was called environmental psychology and detailed its connection with sociology and social psychology. Pol’s paper ends in the early 1900’s with the introduction of the field of ecological psychology.
Waxman, L. (2006). The coffee shop: social and physical factors influencing place attachment, Journal of Interior design, 31, 3, pgs 35 – 53. This article explores the social and physical factors involved in creating ‘place attachment’ in coffee shops with the idea that fostering connectivity can increase social capital, which is defined as “the connections among individuals—social networks and the norms of reciprocity and trustworthiness that arise from them”. Waxman tested these variables by using visual documents, observation and behavioral mapping, interview, and survey, researchers found that physical characteristics of the room environment and the social relations allowed encourage place attachment. The researchers also indicated a significant correlation between how long a patron has gone to the coffee shop and how much the customer felt like part of a community and complementarily, the degree of social happiness. The researchers employed varied strategies, which makes this article a great example of mixed-design methodology. Also, Waxman ends with a charge to architects, saying they all have “a role to play in creating spaces that meet human needs and enhance well-being. Part of that thoughtful design must include places and opportunities for connecting with fellow citizens to create a stronger attachment of place and community"(pg.54).
Bradley, W., (1996) Perceptions about the role of architecture in education. Approved PhD dissertation, University of Virginia. Bradley presents a clumsy paper which aims to examine the role of architecture in education as perceived by stakeholders involved in designing schools. Bradley develops metaphors for the role of architecture. They are a facilitator, place, signpost, textbook and agent. Bradley reported that those informants closest to the field of education selected architecture as a ‘facilitator’, that is, the architecture should provide basic operating necessities. He found that those closest to the architecture profession saw the role as a creative ‘place’. He concludes that “the more metaphors incorporated into the facility, the richer the experience.
-end
(COPYRIGHT © 2009 MIKAEL POWELL. All Rights Reserved)
Monday, September 28, 2009
How We Assess [I-5]
(COPYRIGHT © 2009 MIKAEL POWELL. All Rights Reserved)
I was fascinated with the reading by John Dewey entitled “How We Think”, especially with the difference between casual and idle thinking and reflective thought in regards to beliefs. My domain is ‘Assessment’ and I am particularly interested in how the built environment affects learning in higher education. Architects evaluate the facility in a post occupancy evaluation (POE) asking questions to the users of the space. Typically, the results are used to document the project, revise or renovate the facility and to develop a prototype for such facilities or list of best practices (See the figure 1 for a very basic example of an evaluation sheet). One of my areas of study is critical interpretation of representation in which one analyzes space to discover elements that exert control and influence aesthetic development, social change, cultural diversity, economic equity, and political enfranchisement. Indeed, even the form offered in figure 1 is developed in concert with values of the institution.
This is the first time I ever considered the process of the user in filling out the evaluation forms. As evaluators, we need to solicit reflective thinking, not casual and idle. When Dewey writes about casual thought, he says it “may mean a supposition accepted without reference to its real grounds. These may be adequate, they may not; but their value with reference to the support they afford the belief has not been considered. Such thoughts grow up unconsciously and without reference to the attainment of correct belief. They are picked up -we know not how. …. Thoughts that result in belief have an importance thinking attached to them which leads to reflective thought, to conscious inquiry into the nature, conditions, and bearings of the belief”(page 4).
I think this involves respondent education and developing forms that encourage an evaluation process, which includes examining the grounds for beliefs. It is not new thinking that users may need more structure in evaluating their space. In the Brazilian schools, researchers solicited responses from elementary students about their new school and discovered that students had to be taught about the concept of environmental comfort (“thermal, acoustic, and functional comfort as well as on good lighting conditions”), and learn to relate it to their life experiences before they could effectively rate their school environment.
Moreover, evaluation of learning spaces can empower the individual. It is unmistakable that architecture as an art form always expresses something - how important it perceives itself to be, how much it chooses to aid the patron through its structure and the hierarchy it gives to particular spaces, how responsive it chooses to be to cultural concerns and the intention of university administrators, department heads or lead professors that expose their agenda in what and how and at whose expense they choose to build. On beliefs that are unsupported Dewey goes on to say “From obscure sources and by unnoticed channels they insinuate themselves into acceptance and become unconsciously a part of our mental furniture. Tradition, instruction, imitation-all of which depend upon authority in some form, or appeal to our own advantage, or fall in with a strong passion - are responsible for them. Such thoughts are prejudices, that is, prejudgments, not judgments proper that rest upon a survey of evidence” (page 4). More critical interpretation of the architecture should encourage user introspection and recognition of the political aspects of the built environment. A process of examining the foundation of beliefs within building evaluations can prove valuable in routing out the status quo and promoting social change.
Sunday, May 24, 2009
A Review of Critical Interpretation and/as Post Occupancy Evaluation
Assessment of Architectural Spaces for Learning: A Literature Review
Mikael Powell, NCARB, RA, RID
Lesley University - Cambridge, Massachusetts
Abstract
Exploration of assessment theory and practice for higher education environments for learning over the past fifty years indicate a fundamental reliance upon methodologies favoring an empirical approach and a positivistic theoretical perspective. Indeed, determination of evaluation criteria occurs apart from the users of the space. Increasingly building evaluations are highlighting strengths and deficiencies outside of the framework of conventional POE models. I review pertinent contributions that describe common contemporary theory and practice of architectural assessments and prevailing theory behind critical interpretation of architecture and suggest areas of future research.
Assessment of Architectural Spaces for Learning: A Literature Review
My domain of research inquires, “In what ways do the architecture contribute to learning in the higher education built environment?” Thus, interest lies in ‘assessment’ in regards to the evaluation of physical university spaces for learning in America. I define 'Assessment' as a common, thorough, methodical way of evaluating the room or building after it has been in use. Inherent in my exploration is the need to understand several variables- whose input will constitute the assessment (the user of the space, whether student or instructor or administrator), who will set the criteria, the method and manner of evaluation, and the spatial qualities rated. The following is an overview of relevant literature that surveys the key authors and main issues associated with this topic. Specifically, this review explores the extent of literature concerning contemporary methodologies of architectural assessment and a critical interpretation of representation for architectural spaces. I explore two questions in this research:
1. What is the theory and procedure of the most common contemporary method of assessment?
2. What is prevailing theory behind art and architectural critical interpretation? In summation, I review the major elements and conclusions and suggest areas of future work. My goal is to discover if there is development of critical architectural interpretation criteria or processes systematically utilized in post occupancy evaluations.
1. What is the theory and practice of the most common contemporary method of assessment?
Theory
Post occupancy Evaluations (POE’s) are a relatively contemporary method (originating around the 1960’s in America) to determine whether design decisions made by design professionals are delivering the performance intended as evaluated by those who use the building. These assessments, unlike the traditional publication in architectural trade magazines, which tend to highlight buildings that photograph well or those designed by architectural celebrities, or those of particular interest to architectural critics, are intended to provide several benefits from long-term to short-term advantages. Some of these benefits include the identification of spatial problems and successes, the opportunity for user involvement and the establishment of prototypical spaces. Preiser, Rabinowitz and White (1988) describe the intent of a post occupancy evaluations as “to compare systematically and rigorously the actual performance of buildings with explicitly stated performance criteria; the difference between the two constitutes the evaluation”. Since the latter 1980’s in America, this concept has widely been employed as the foundation of the evaluation in which performance criteria is developed (usually by the client in response to client goals for the institution) and performance measures determined by the post occupancy evaluator. As Preiser, Rabinowitz and White state,” a conclusion is reached as to how successful the building performance has been”.
It is important to note the subjectivity of the process. The actual building can be evaluated different ways, depending on the performance criteria developed by the client. Moreover, the same building can have a different evaluation depending on the goals of the evaluator and the performance measures developed to test the criteria. Lastly, the users of the space may give varying responses at different times or different people may give different responses in future reevaluations. As the author states, “there are no absolutes in environmental evaluation because of cultural bias, subjectivity and varied background of both the evaluators and building users.” Moreover, the performance is derived directly from those values that the client feels are important, which are not necessarily the values of the evaluator or the users of the space. Within this framework, the information is categorized as either quantitative or qualitative in that some aspects of the building examination (i.e. the quality of lighting or the performance of building element and mechanical systems) is defined in terms that are computative and comparative. Other aspects of the building performance deal with each of the users opinions of security, comfort, aesthetics ect… -these can be described as quantitative portions of the evaluation. I found no documented evidence where the qualitative aspects of the building effects the quantitative, although the author surmised as such (See Appendix A and B). Practice
Post occupancy evaluations originated at a time when electronic computation was in it’s infancy. Thus, post occupancy evaluations became the way to collect large amounts of data and to sort and compute values for a building. The first evaluations of schools in the mid-1970’s were noted for being very wide-ranging and detailed (Preiser, Rabinowitz and White, 1988) However, the evaluation structure was rudimentary as POE’s were grouped into three levels of sophistication- indicative, investigative and diagnostic, with each successive level costing more money and involving more effort and time. Within each level there are three phases (1) Planning the POE, (2) Conducting the services and (3) Applying the data to produce the deliverables, that represent the appropriate level of work. Methods employed may include utilizing questionnaires, site visits, personal interviews and document review and analysis. The authors remarked “this framework was considered to be quite simplistic, and, in many ways, inadequate”.
While the performance method was the first method widely used, other methods did develop. One was by Pena and Parshall (1983). They were interested in architectural research for both evaluation of existing buildings and for the design of new spaces. Programming is the collection of pertinent information to initiate design work, and they authored two books, the first on post-occupancy evaluations and the next on architectural problem seeking. Within their method, their evaluation strategy used the same format as in the initiation of a project and they categorized their efforts into four key elements (which correspond to the phase of the Rabinowitz POE) used throughout the POE -- The Establishment of purpose, the Selection and analysis of quantitative information, the Identification and examination of qualitative information and Statement of the lessons learned. Other POE’s of the era add human needs questioning as information solicited to evaluate the building.
It is important to note that while a post occupancy evaluations is said to get its name from the ‘certificate of occupancy’ commonly issued in America allowing an new facility to operate, there are other monikers that have evolved from the initial POE process. One is the Building Performance Evaluation (BPE). The integrative framework of this evaluation (Preiser, W. , Rabinowitz, H., White, E., 2005) covers issues like health, safety, security; issues addressed by building codes; functionality and guideline materials; and … the social, psychological, cultural aspects of building performance”. A Facility performance evaluation (FPE) is a new term coined in the early part of the millennia that carries the concept of the traditional post occupancy evaluation further to include ongoing assessments. The website of the United States department of General Services outlines their use of FPE’s “to better understand the impact of early design delivery decisions on the long term efficiency and effectiveness of buildings and to better understand the impact of building delivery processes and decisions on customer response both initially and over the life cycle of the building”.
Interdisciplinary
POE’s have been utilized overseas, for primary and secondary education, extensively in Brazil since the 1990’s. POE practitioners Ornstein, Sheila, Walbe (2005) outline the activity at the Center for Research in Technology of Architecture and Urbanism (NUTAU) and the School of Architecture and Urbanism (FAU) of the University of São Paulo. POE’s from these groups “consist of interfaces between evaluations made by specialists based on the survey of users’ needs and satisfaction” so their efforts are clearly “multi-disciplinary and inter-disciplinary. Their process involves specialists in many fields collaborating for the final product. (See figure 1.).
With this in mind, the methods used most often are qualitative in nature. The author states “POE’s have most recently been applied to public school facilities, especially in the city of São Paulo, and have been characterized by a systemic and integrating vision of a built environment. In this case, the search for a global and holistic understanding of the entire process has been essential”. Tools used to rate user satisfaction include observations, interviews, questionnaires and focus groups. (See Appendix C).
Participation
In Europe, the Scottish executive was recently involved in one of the largest school rebuilding projects in recent times, per Watson and Thomson (2005). The activity is centered on primary and secondary schools and the key element to their post occupancy evaluations is participation. They state that, “stakeholders say, in POE reviews, that they want to be asked and they frequently identify design improvements and operational adjustments for their benefit.” Some of the many advantages of the collaborative process listed by the Scottish Executive are as follows:
“Post-occupancy evaluations enables local education authorities, schools and designers to work in partnership to achieve the best schools possible.
Buildings derive their value from their utility, and the utility is itself dependent on the occupants so the method provides a structure to “negotiate” both building and use simultaneously.
The focus on building use provides a “common denominator” to evaluation that is inclusive of all interested parties.
Consequently, it is egalitarian, in that it creates a forum for all participants to equally express opinions about how buildings are functioning for use. The process is accessible to all people, to present their views in their own ways.
Thus it reflects individuals and celebrates diversity of opinion about building needs”.
Comments for the post occupancy evaluations were solicited from the stakeholders in the school- the “teachers, students, non-teaching staff, parents, the local education authority, design and building team, sustainable building experts, facility and maintenance staff, and service suppliers, private investors, future generations (represented by a specialized sustainability architect), independent experts and peers” .
Sanoff, Henry (2002) describes the extensive use of user participation in post occupancy evaluations in several locations in the United States for primary and secondary schools. His POE’s are used primarily to evaluate existing schools, in which there will be an addition or replacement school (in the case of natural disaster). To those ends, he combines an evaluation of the existing which directs development of a new facility or addition. He employs participatory workshops to explore and define issues.
Quality Indicators in the Design of Schools (QIDS)
Sebastian Tombs(2005), who is the chief executive of the Royal Incorporation of Architects in Scotland remarked in his paper to an international conference, that in the early 1990’s the Scottish government began a review of school facilities as a reaction to a series of lawsuits plaguing the government. The assessment of the facilities laid out several recommendations that respond to quantitative aspects, without particular attention to the qualitative experience of the schools. In response, the architectural community in Scotland began a dialog to place the experiential aspects of a building into a formal assessment. Categorizations began from “building on the foundations set out by Vitruvius, as translated by Sir Henry Wootton, as “Commodity, Firmness and Delight”, as Tombs remarks , “to "Humanity, Efficiency and Delight" in the latter 1990’s to “Functionality, Build Quality and Impact”. This ultimate grouping from the Royal Incorporation of Architects in Scotland in conjunction with Keppie, an architecture firm, became the Quality Indicators in the Design of Schools (QIDS). This contributes to the common POE by developing three areas of inquiry – 1.) “Functionality- Uses and spaces, Access, External environment; 2.) Build Quality - Engineered systems and performance, Construction and Impact - Character and form; 3.) Internal environment, Social integration, Sustainability + ecology”.
These qualities were rated with a score of one to ten. In early 2004, when the Educational Institute of Scotland undertook a survey of new and refurbished schools, they concluded that value was achieved by soliciting opinions within their categories. The author, however, indicated that actually a small number of questionnaires were given out and few were returned (the number of questionnaires distributed was less than 200 and there was a 33% return) “Nonetheless, the Indicators do provide sets of issues which all stakeholders need to address, although some aspects will be, for them, of much greater importance than others. Often, for example, for architects, the clear architectural vision, the scale and proportion and the issue of colour and texture, might be important, whereas for the janitorial staff, the management systems and controls, and artificial lighting system etc may be far greater significance” The author remarks that “Those who had used the tool did provide some good reasons for their scores, albeit based on a short visual tour of the building.
Criticism
There are several concerns often cited about the effectiveness of post
occupancy evaluations. Firstly, the prevailing building authority often commissions POE’s. The values of that entity frame the course of the evaluation. Likewise, the performance measures developed by the evaluator also serves to influence the process. Hewitt, Higgins, Heatherly, Turner (2005) state that “Owners, not design teams, are the primary audience for a POE” . This may be problematic if the purpose of the evaluation is to provide incite for a building addition or new facility. Often designers have needs for different information or it would be advantageous to review the results as referenced to other priorities. Moreover, Rev. Dr. Charles Doidge at The Leicester School of Architecture, maintains the need for setting up a national system of post-occupancy studies within the design curriculum. He states that oftentimes architecture students were not introduced to client and user issues to the point that they could be an effective part of a POE team.
Secondly, Doidge (2001) goes on to state “The greatest obstacle to POE studies is that professionals must guard their reputation and avoid litigation” and he adds that such studies “have been conducted for at least half a century but the results are not encouraging. Most take the form of ‘internal enquiries’ either to ‘whitewash’ or to ‘apportion blame’ and are rarely published”. Indeed Lackney, J. (2001) reports that in most instances there is “no clear economic incentive for conducting the POE in the first place. Client organizations are not quick support the POE due to the potential for bad publicity if problems are uncovered so soon after a large expenditure of public funds”. In addition, as the performance criteria and performance measures are developed by other than the users it is useful to critically consider the following: What are the consequences of false positives or false negatives (if an evaluation of a university space is inaccurate) who will gain and who will loose?
Thirdly, a critic might argue that the most important criteria for school design are flexibility. Ponti (2005) states that “The pedagogical and didactic activities are continuously changing” and therefore, the ability to easily change the environment to adapt to new pedagogies is paramount, whether the changes are daily or annually. Also, in regards to the lifecycle costs of the facility, long-term adaptability to accommodate multiple uses is prudent (See Appendix G).
Fourthly, Grannis (1994) points out instances in which environmental-behavioral research would aid in the design of effective spaces for higher education. A review of the Yale University Arts and Architecture building in 1987 gave many examples of a building not designed to fit the behavior of the inhabitant and how students retaliated by vandalizing, defecating, trashing and eventually trying to burn down the facility. Unfortunately, she remarked that more and more POE’s are conducted by specialists with expertise in a facility type “rather than academic researchers. The focus has shifted increasingly away from theory building and hypothesis testing and toward applied problem solving. While professionally conducted evaluations provide useful information about specific facilities or settings, they often lack the scientific rigor necessary to generalize their results to other settings and consequently do little to extend the theoretical base of environment-behavior studies.”
Lastly, Tombs, Sebastian (2005) remarked that his experience developing quality indicators within the framework of a POE, was not without criticism. As he put it “some architects have been critical of this approach, in that certain aspects, considered to be paramount, were perhaps not given sufficient profile-- for example: teaching philosophy/pedagogical approach. This, they argue, is required to be a headline item, because without an appropriate understanding of these matters, a very fine building may not end up delivering the places/spaces within which appropriate teaching can take place i.e. the school might be a very poor performer!”
Functionality of a space in regards to how well the space supports the intended use is a common concept and yet one that is conspicuous within the history of post occupancy evaluations. The subservience to the architectural maxim “Form follows function” (and homage to the 19th century architect Louis Sullivan who coined it) seems in congruence with the notion of classroom environment as utility to the method of teaching presented in educational research. Indeed, the more contemporary name, “facility performance evaluation”, links the space with the task. Brian Edwards (2000) put the onus on the administration when he remarked that, “Universities have the most unique challenge of relating the built fabric to academic discourse.” But the reality is that “Teaching and learning activities still take place in spaces unable to accommodate different pedagogical models”, as Elmasry (2007) states, so there is a lot of effective teaching occurring in poorly designed or inappropriate spaces. It is important to note that ideas of congruency are not universally accepted. Hauf, Koppes, Green, Gassman, Haviland (1966) in their research on designing new college facilities remarked, “Proper design of these spaces [for learning] does not depend on the dictates of a specific educational philosophy. Educational philosophies will be considered, but only in respect to their common influences on design. There will be no attempt to urge specific philosophies”. However, whether or not we take the preceding comments as an anomaly, there still is an underlying epistemological supposition to the common contemporary post-occupancy evaluations that seems moored to a previous era.
If one concedes that pedagogy and architecture are influenced by the “prevailing ethos” as Frederick (2007) puts it, then determining the parameters for assessing the built environment may also be transitive. In education, tenets of the Modern era can be found in the positivist view of learning. Hein (2002) outlines an orthogonal continuum of knowledge and learning in which one quadrant labeled ‘didactic-expository’ represents “the most traditional view” of education. The epistemology of this view is that knowledge is derived from a scientific method apart from the experiences of the learner and the theory of learning is that advancement occurs incrementally. Adjacent to that domain is the ‘discovery’ quadrant, which shares epistemology but characterizes the learner as active. Positivism falls between these two domains, tending most likely to ‘discovery’. Endres (1997) says positivism “aims at the discovery of law-like generalizations that can function as premises in deductive explanations and predictions.” In regards to the theory of knowledge, Peca (2000), in her historical study of positivism in education, summarizes the premise as “objective reality exists which can only be known objectively”. She concurs that the goals of positivism is to improve civilization using scientific method to discover natural laws.
When Beck (1997) describes contemporary education in the Post-modern era, he advises that it “does not represent a single point of view”. He does acknowledge however, “it has such features as the challenging of convention, the mixing of styles, tolerance of ambiguity, and emphasis on diversity, acceptance (indeed celebration) of innovation and change, and stress on the constructedness of reality”. Hein’s (2002) description of constructivism is congruous with tenets of the post-modern era. Learners create their truths from the world around them. Beck’s (1997) discussion of Post-modern education includes a democratic philosophy with a student-instructor relationship that is dialogical and downplays the role and authority of the professor. Dr. Hein also acknowledges, “shifting power, even in a constructivist methodology can be palatable”.
Within the spirit of the times, the common contemporary post occupancy evaluation, framed by the authority and charged to find a quantitative ‘answer’ to building performance, is inadequate to gauge the experience of the built environment by the users of the space. The independent political, social and cultural aspects of the environment – the personal truths experienced by each individual are not given voice within the POE. This reality requires further inquiry.
2. What is prevailing theory behind art and architectural critical interpretation?
Shirley Yokley (1995), in her presentation paper for the National Art Association conference, explores the process to introduce a ‘critical theory of representation’ into the classroom. She defines that theory as being within critical pedagogy and the benefits of such critiques of representation “becomes an overt politicization of works of art and imagery of popular culture… In this way [it can] be a force to help transform society.” Giroux (1992) listed two main tenets of a critical pedagogy --There needs to be “a questioning of pre-suppositions” and “a language of possibility”. Freire’s (1970) liberatory pedagogy looks at change in regards to how one perceives existing knowledge and the creation of new knowledge. Not interested in ‘banking education’ where the knowledge moves directly from the teacher to the student and back in a hierarchical discourse, Shor and Freire (1987) yearn for a “mutual creation and recreation” of knowledge. Yokley’s goal is to encourage students to “make connections between works of art and their own personal like experiences and events for a richer, in-depth look at self and society.” Her classroom methods involve the selection of artwork that easily lends itself to deep review. She remarks that “by juxtaposing Faith Ringgold’s Tar Beach with Jacob Lawrence’s Daybreak a Time of Rest, developing dialog around the theme of “flight to freedom” and problemizing the historical and cultural conditions within the contexts of the works, students can engage in-depth discussions of issues of racism, classism and feminism.” Her classroom discussions frequently encounter issues involving epistemology and the manifestation of power. Yokley (1999) goes further to say that in education “critical pedagogy takes a skeptical look at what knowledge is taught or produced, what hidden knowledge is reproduced, how power is maintained and at whose expense”. Her classroom lesson that encourages students to interpret an art piece of Frida Kahlo as contrasted to another work of the same era by Leonora Carrington help students to make political connections that result in “a critique of systems of power and of capitalism itself” (See Appendix D) .
As students need training to develop self-reflection skills and to recognize cultural and political conditions around them, it is also true that they often need specific education to discern conditions in their immediate environment. Kowaltowski, Filho, Labaki, Pina, Bernardi (2004) stated that “following a post occupancy evaluation of state schools in the city of Campinas, in the state of São Paulo, Brazil, the research team saw the need to improve users’ awareness of their physical environment”. In the Brazilian schools, they indicated that students had to be taught about the concept of environmental comfort (“thermal, acoustic, and functional comfort as well as on good lighting conditions”), and learn to relate it to their life experiences before they could effectively rate their school environment. These instructors used in class materials and then latter developed a long-distance training program (See Appendix E).
In line with a critical interpretation for higher education, professors of architecture Dutton and Grant (1991) want to “move the theory and practices of [architecture] into more critical terrain.” They maintain, “architecture unavoidably frames the world. It structures experience, reinforces assumptions about culture and politics, and orients attention toward certain types of knowledge and ideologies.” Furthermore, they continue,” the built environment has powerful influences that can squelch diversity – especially in the university setting, where they state “schooling is a political process that has socio-cultural consequences. Schools can never be understood as neutral sites…All pedagogy, by its very nature, represents some theory and thus serves certain cultural and political ends.” They write about a politics of difference and a politics of voice in which they define ‘difference’ as a self-identification by class, gender, sexual orientation etc.. “Pretenses to universality, a national interest, an American culture, and a common curriculum have the effect of repressing difference.” The politics of voice recognizes that “all forms of education, curriculum, and pedagogy are about someone's story. The question, of course, is whose story is most privileged.” These authors are not advocating for a ‘politics of representation’ Aronowitz (1991) which would allow for a multicultural effect of giving the minority a ‘moment in the sun’, rather, Dutton and Grant advocate for “a sustained critique of the institutional practices [of power] that exclude”. The authors point out the benefit of this recognition in that “coming to voice, within relations of difference characterized by asymmetrical relations of power, should be an empowering process.”
To highlight their points, Dutton and Grant describe the design of the African room in National Heritage Rooms at the University of Pittsburgh,. These rooms were designed, in an on-going effort, to celebrate national heritage, ethnic diversity and encourage ‘voice’. Heritage rooms include Scottish, German, Swedish, Russian, Early American, Israeli , Armenian , African and Ukrainian. While they describe in great detail how the room successfully “stimulates an international view while providing intercultural exchange”, in retrospect they admit, “from the frame of critical pedagogy, concerns still remain. For example, although the rooms depict the "voices" of other nationalities, this representation runs the risk of essentialism the attempt to portray nationalities or ethnicities” (See Appendix F).
On another university campus Lucin Kroll, an architect, accepted a commission on the University of Louvain in Belgium, to design a building to counter the institutional feel of adjacent buildings. He stated that from the very start he wanted to “express the diversity of individuals and not the authority of institutions." Of the new mixed-use facility, he remarked, “The building forms are not static. Walking through the site they change constantly, always in an unexpected fashion. The materials of the windows, their colors, curtains, balconies, and plants increase the sense of diversity. They reinforce the individuality and the autonomy of the occupants, and not the power of the central administration.” Kroll also puts heavy emphasis on user participation. In regards to the structure of one of the buildings, Kroll had the structural engineers develop and column plan that was not in a traditional grid. Dutton and Grant (1991) remark that “in this way, Kroll built diversity right into the core of the building that guards against uniformed space planning in any future renovations”.
Critical interpretation of architectural forms, in the university setting, reveals systems that are not benign. Hebdige, a cultural critic, remarked that “most modern institutes of education, despite the apparent neutrality of the materials from which they are constructed (red brick, white tile, etc.) carry within themselves implicit ideological assumptions, which are literally structures into the architecture itself”. If one considers a prevailing epistemology and pedagogical practices then, as Hebdige describes “the hierarchical relationships between teacher and taught is inscribed in the very layout of the lecture theatre where the seating arrangements – benches rising in tiers before a raised lectern – dictate the flow of information and serve to ‘naturalize’ professorial authority”.
To counter the painting of architecture with a brush so broad as to make it implicit with an overwhelming authoritarian power, it is important to note the role of social architecture as outlined by C. Richard Hatch (1984). Although he acknowledges, “Architecture is ... the reification of social roles and a set of three-dimensional statements about power relationships,” he also remarks that “social architecture [an endeavor which involves user participation] is to be a driving force in the reformation of society”.
Another university professor, Piro (2008) remarks on the manifestation of power through surveillance technologies and architectural layout in school environments. Piro said, “this kind of regulatory control resulted in maintaining power of one group over another". Piro illustrates this concept with an historic review of Jeremy Bentham’s ‘Panopticon’, a circular prison building overtly designed to visually monitor and control inmates. Piro remarked “The promise of the Panopticon was that it could ‘transform individuals: to act on those it shelters, to provide a hold on their conduct, to carry the effects of power right to them, to make it possible to know them, to alter them”. In addition, institutions like temples can serve to exemplify and intensify control. All this is in alignment with Michel Foucault’s critical studies on the general ordering of the visible and the visible and his concept of the archaeology of knowledge.
Not all university buildings, of course, have the perception of institutional control. Christian Kuhn (2005) explores the success of Building 20, formerly standing on the campus of Massachusetts Institute of Technology in Cambridge, Massachusetts. This laboratory facility, initially constructed for radiation research during World War II, was designed in an afternoon by a graduate student and constructed in six months. Although it eventually was in use for over fifty years, it was originally thought to be a temporary structure and therefore did not have to meet the normal cadre of building codes. Kuhn claimed that the building was one of the most prized on campus because of the unpretentiousness of it. He said” the very provisional character of the building invited users to create their own, continuously evolving environment by incremental change. Thus, users developed a feeling of responsibility for their environment”. Indeed, Brand (1995) quotes one user as saying” If you don‘t like a wall, you just put your elbow through it. If you make a hole in the floor to get more vertical space, you just do it without asking…This is really our place. We have designed it, we run it. The building is full of micro-environments, each one a creative space of its own. It has so much personality”.
Criticism
While critical thinking may bring recognitions that empower an individual, Doddington (2007) also warns of the dangers for placing it in too high of regard. She acknowledges that “Critical thinking is broadly seen as the kind of logical thinking that helps us to analyze and make sense of, or interpret, all forms of situations or information so that the conclusions we draw from our interpretations are sound’. However, she warns that it should not be taken as the only ‘good’ thinking. Certainly how we experience architectural spaces is also driven by our senses and emotions. Doddington remarks “We begin life utterly embodied and drowned in sensation, and the assumption that we should move away from this towards mindful objectivity... seems to have become a denial of the full richness of personhood…”
Conclusion
A post occupancy evaluation, defined as a common, thorough, methodical way of evaluating the room or building after it has been in use is very much a progressive document- fundamentally effected by the electronic age and the move toward assessment specialists. Founded within an era of modern thinking it is often still in search of the answer(s) to questions posed by the institutional authority.
Critical pedagogy seeks to empower the individual. Tenets of a critical interpretation for architecture encourage user introspection and recognition of the political aspects of the built environment. It is indisputable that architecture as an art form always expresses something - the newly-built always comments on the existing environment in terms of what indigenous elements it chooses or refuses to integrate, how important it perceives itself to be, how much it chooses to aid the patron through its structure and the hierarchy it gives to particular spaces, how responsive it chooses to be to cultural concerns, and in many others ways. But, it's easy to obscure, in these anthropomorphic terms, the intention of university administrators, department heads or lead professors that expose their agenda in what and how and at whose expense they choose to build. Indeed, architectural design can spawn social and cultural change as much as a cathedral interior can inspire its congregation.
Updating the traditional POE to assess the support and detriment of the built environment is appropriate. Also, in assessments for higher education facilities, it seems appropriate to consider congruence of the architecture to the prevailing epistemology and pedagogical practices.
I have not found a widely-used, rigorous, methodical way of evaluating the room or building after it has been in use that embraces tenets of a critical architectural interpretation, but certainly, if those qualities of the environment were needed to be assessed, then proper user education, adequate time for introspection and response training could provide that data.
Areas of future research should include:
· A review of administrative culture in higher education that encourages self empowerment of students through facility assessment
· Creating an environmental assessment to rate functionality within a constructivist pedagogy
· Exploration of values held by university administration as contrasted to values held by students
References
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